Regulations
Regulations related to book-entry transfer operations
For ‘Operational rules related to corporate bonds etc’ to be applied to the corporate bond book-entry transfer system, short-term bond book-entry transfer system and the investment trust book-entry transfer system, please refer to :
Regulations & Fee Schedule - Corporate Bonds,CP, Investment Trust.
For operational rules related to the book-entry transfer system for stocks, please refer to ‘Concerning operational rules related to the book entry system for stocks, etc., rules concerning the enforcement of same and for commissions, etc.’
‘Concerning operational rules related to the book entry system for stocks, etc., rules concerning the enforcement of same and for commissions, etc.’
Regulations related to non-core business
- RULES CONCERNING MATCHING OF SETTLEMENT CONDITIONS, ETC. FOR SECURITIES TRANSACTIONS, ETC. (May 1, 2010) (30KB)
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- FEE TABLE FOR THE PRE-SETTLEMENT MATCHING SYSTEM (May 1, 2010) (97KB)
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- BUSINESS REGULATIONS RELATING TO THE DEPOSITORY AND BOOK-ENTRY TRANSFERS OF FOREIGN STOCK CERTIFICATES, ETC. (April 1, 2011) (316KB)
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- DETAILED ENFORCEMENT RULES OF THE BUSINESS REGULATIONS RELATING TO THE DEPOSITORY AND BOOK-ENTRY TRANSFERS OF FOREIGN STOCK CERTIFICATES, ETC. (September 20, 2011) (313KB)
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- SERVICE FEES AND RATES RELATING TO FOREIGN STOCK CERTIFICATES, ETC. (April 1, 2012) (144KB)
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- DETAILED RULES REGARDING THE USE OF SYSTEMS RELATING TO THE DEPOSITORY AND BOOK-ENTRY TRANSFER SYSTEM FOR FOREIGN STOCK CERTIFICATES, ETC.(July 1, 2010) (91KB)
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Regulations related to JASDEC DVP Clearing Corporation
Please refer to ‘Full text of regulations’ for the JASDEC DVP Clearing Corporation’s statement of operational procedures dealing with the operation of the book-entry transfer DVP system
Full text of regulations
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