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Application Forms for Foreign Indirect Account Management Institutions Regarding Book-Entry Transfer System for Shares, etc.

Application for the Approval for Indirect Account Management Institution Regarding Book-Entry Transfer System (For Foreign Indirect Account Management Institution) [FIAMI_S10-01]
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Notification Regarding Indirect Account Management Institution (For Upper-Tier Account Management Institution For Foreign Indirect Account Management Institution) [FIAMI_S10-02]
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Consent Regarding Book-Entry Transfer Systems (For Foreign Indirect Account Management Institution) [FIAMI_S10-03]
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Notification Concerning Common Matters (For Foreign Indirect Account Management Institution) [FIAMI_S10-04]
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Notification Regarding Authorized Contact List (For Foreign Indirect Account Management Institution) [FIAMI_S10-05]
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(Japanese Edition only)
Financial Information for the Application for the Approval for Foreign Indirect Account Management Institution Regarding Book-Entry Transfer Systems [FIAMI_S10-06]
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Statement of Operational Capability as a Foreign Indirect Account Management Institution Regarding Book-Entry Transfer System for "Shares, etc." [FIAMI_S10-07]
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Attachments

Certificate of Registered Matters that officially confirms registration of incorporation or any document similar thereto. (Please attach a Japanese translation.) (Note 1)

(Note 1)
The Certificate of Registered Matters must be submitted to JASDEC within 3 months from the date it was issued.

Documents to be submitted by the applicant certifying the power and the signature of the representative of the applicant. (Please attach a Japanese translation.) (Note 2)

(Note 2)
The Documents must be submitted to JASDEC within 3 months from the date they are issued.

Documents to that the applicant must be the entity mentioned under Article 44, Paragraph 1, Item 13 of the Act on Book-Entry Transfer of Corporate Bonds and Shares, etc. (Act No.75 of 2001) (Note 3)

(Note 3)
Please note that an entity applying for the Foreign Indirect Account Management Institution regarding Book-Entry Transfer System for Shares, etc. must meet the following requirement(s).

The applicant must be the entity mentioned under Article 44, Paragraph 1, Item 13 of the Act on Book-Entry Transfer of Corporate Bonds and Shares, etc. (Act No.75 of 2001) (Note 4)

(Note 4)
Article 44, Paragraph 1, Item 13 (extraction from the provisional translation of the Act on Book-Entry Transfer of Corporate Bonds and Shares, etc.)

a person licensed or registered or subject to a similar disposition in a foreign state pursuant to foreign laws and regulations, to manage another person's Bonds or Other Securities or rights similar to Bonds or Other Securities in that foreign state, as designated by the competent minister.

Notes on Application Procedures

  1. An applicant should appoint a Contact Person, who communicates with JASDEC for the applicant relating to the Book-Entry Transfer System for Shares, etc. who has an address in Japan.
  1. An applicant should complete the Application Form and submit it to JASDEC via the applicant's Contact Person in Japan.

For enquiries about the Book-Entry Transfer System for Stocks, etc., please contact:

  • Book-Entry Transfer Department
    Telephone: +81-3-3661-0190
  • System Development Department
    Telephone: +81-3-3661-7061
  • System Service Department
    Telephone: +81-3-3661-8211

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